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Provided by London Governance & ... shield-tick icon Remote Friendly globe icon

Fundamentals of the Regulatory Framework for the Financial Services Sector

This course is ideal for anyone wanting an introduction to financial services regulation and for professionals pursuing regulatory CPDs in financial regulation.

Remember it's important you research your options before selecting a course. Late payments may result in fees and could negatively impact your credit file.

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What will you

Learn?

Here's what London Governance & Compliance Academy say about their course...

Anti-money laundering

Anti-money laundering involves financial institutions actively monitoring for and reporting suspicious activities to comply with the law.

Market Abuse

Selling or buying at market close to mislead those who act on closing prices is market abuse.

Data protection

When information must be protected against being altered, stolen, or lost, this is known as data protection.

Ethics and Compliance

A company's ethics and compliance program is centralized and coordinated across business units.

What do I get?

  • You will learn comprehensive review of the major regulations, directives, and regimes to be dealt with by financial firms, anti-money laundering and market abuse

What do I need?

  • No previous knowledge or experience is required, although it is assumed that participants have good knowledge of English and a sound educational background.

Knoma’s Take

As a multi-accredited UK-leading provider for professional education, the LGCA offers students a professional education specialising in the GRCC sector (Governance Risk Compliance & Cybersecurity). Through flexible teaching methods LGCA has helped thousands of students receive qualifications from...

Tom Meehan

CTO Knoma

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The support of Knoma allowed me to focus on my course of study without having to worry about an initial financial burden. Thanks to Knoma, I have been able to retrain as a Software Developer and look forward to an exciting new career.quote-end icon

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David

CAREER CHANGER | 2020 - 2021

Now

Software Developer

Previously

Chef

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What does the course cost?

Repayment period (months)

Learn for 12 payments of

£100

/ month

Pay 0% interest

Check your eligibility

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